# Single-cell multiomic profiling of human lungs reveals cell-type-specific and age-dynamic control of SARS-CoV2 host genes

1. Center for Epigenomics & Department of Cellular & Molecular Medicine, University of California, San Diego, United States
2. Biomedical Sciences Graduate Program, University of California San Diego, United States
3. Department of Pediatrics, University of California-San Diego, United States
4. Division of Neonatology, Perinatal and Pulmonary Biology, Cincinnati Children's Hospital Medical Center, United States
5. Divisions of Pulmonary Biology and Biomedical Informatics, University of Cincinnati College of Medicine, United States
6. Vertex Pharmaceuticals, United States
7. Ludwig Institute for Cancer Research, United States
8. Laboratory of Genetics, Department of Medical Genetics, University of Wisconsin-Madison, United States
9. Department of Pediatrics and Clinical & Translational Science Institute, University of Rochester Medical Center, United States
10. Department of Biological Sciences, University of California-San Diego, United States
11. NIH, United States
Research Article

## Abstract

Respiratory failure associated with COVID-19 has placed focus on the lungs. Here, we present single-nucleus accessible chromatin profiles of 90,980 nuclei and matched single-nucleus transcriptomes of 46,500 nuclei in non-diseased lungs from donors of ~30 weeks gestation,~3 years and ~30 years. We mapped candidate cis-regulatory elements (cCREs) and linked them to putative target genes. We identified distal cCREs with age-increased activity linked to SARS-CoV-2 host entry gene TMPRSS2 in alveolar type 2 cells, which had immune regulatory signatures and harbored variants associated with respiratory traits. At the 3p21.31 COVID-19 risk locus, a candidate variant overlapped a distal cCRE linked to SLC6A20, a gene expressed in alveolar cells and with known functional association with the SARS-CoV-2 receptor ACE2. Our findings provide insight into regulatory logic underlying genes implicated in COVID-19 in individual lung cell types across age. More broadly, these datasets will facilitate interpretation of risk loci for lung diseases.

## Introduction

Amidst the ongoing COVID-19 pandemic, understanding how SARS-CoV-2 infects and impacts the lungs has become an urgent priority. Not only do the lungs act as a critical barrier that protects against inhaled pathogens such as viruses, it is also a site of many COVID-19 symptoms including the primary cause of COVID-19 mortality, acute respiratory distress syndrome (ARDS). The lungs are composed of an elaborate airway tree that conducts air to and from the alveoli, the gas-exchange units. In an average human adult lungs, an estimated 480 million alveoli give rise to approximately 140 m2 of gas-exchange surface area (Ochs et al., 2004). Airway and alveolar epithelium constitute the respiratory barrier that is exposed to inhaled pathogens. Respiratory epithelial cells are at the frontline of infection, although some pathogens that have bypassed the barrier can infect other cell types. The human airway epithelium is composed of luminal cells and basal cells (Tata and Rajagopal, 2017). Luminal cells include club cells and goblet cells that moisturize the air and trap pathogens, as well as ciliated cells that sweep out inhaled particles. These luminal cells are underlined by basal cells, which serve as progenitors when luminal cells are lost after infection (Hogan et al., 2014; Kim, 2017). The alveolar epithelium is composed of alveolar type 1 cells (AT1s), which are flat and line the gas–blood interface to facilitate gas exchange; and alveolar type 2 cells (AT2s), which produce surfactant to reduce surface tension and protect against pathogens (Whitsett and Weaver, 2015). While SARS-CoV-2 likely infects both the airway and alveolar regions of the lungs, it is the damage to the alveolar region that causes ARDS (Du et al., 2020).

There are several large-scale studies, including efforts from LungMap and the Human Cell Atlas, which aim to define cell types within the human lungs using single-cell transcriptomics as the central modality (Reyfman et al., 2019; Schiller et al., 2019; Travaglini et al., 2020; Xu et al., 2016). In contrast, there is a paucity of single-cell data focused on mapping cis-regulatory elements (CREs) in the human genome that are active in specific lung cell types. CREs associate with combinations of transcription factors to drive spatiotemporal patterns of gene expression (Moore et al., 2020) and enable cell-specific responses to intra- and extra-cellular signals, for example, aging (Booth and Brunet, 2016) and inflammation (Smale and Natoli, 2014). Furthermore, complex disease-associated variants identified in genome-wide association studies (GWAS) are enriched in CREs (Maurano et al., 2015; Pickrell, 2014). Therefore, a comprehensive atlas of cell-type resolved CREs in the human lungs will facilitate investigation of the gene regulatory mechanisms responsible for lung cell-type identity, function, and role in biological processes such as viral entry, as well as uncovering the effects of genetic variation on complex lung disease.

Accessible or ‘open’ chromatin is a hallmark of CREs and can be used to localize candidate cis-regulatory elements (cCREs). Chromatin accessibility can be assayed using ‘bulk’ or ‘ensemble’ techniques such as DNase-seq and ATAC-seq (Buenrostro et al., 2013; Thurman et al., 2012). To overcome limitations regarding tissue heterogeneity inherent in such assays, technologies such like single-cell ATAC-seq have been developed to map the epigenome and gene regulatory programs within component cell types (Buenrostro et al., 2015; Chen et al., 2018; Cusanovich et al., 2015; Cusanovich et al., 2018; Lareau et al., 2019; Satpathy et al., 2019). Accessible chromatin profiles derived from single cells can elucidate cell-type-specific cCREs, transcriptional regulators driving element activity, and putative target genes linked to distal cCREs through single-cell co-accessibility (Cusanovich et al., 2018; Lareau et al., 2019; Pliner et al., 2018; Preissl et al., 2018; Satpathy et al., 2019). Importantly, human sequence variants affecting complex traits and diseases are enriched in non-coding sequences (Maurano et al., 2015; Pickrell, 2014). Thus, cell-type-specific profiles derived from single-cell chromatin accessibility data can help prioritize the cell types of action and function of these variants (Chiou et al., 2019; Corces et al., 2020).

Epidemiology data of US cases reported by the CDC has consistently demonstrated that the rate of hospitalization or death from COVID-19 is significantly lower among children compared to adults or elderly individuals, amidst caution that children can still be infected and transmit the virus (CDC, 2020a; CDC, 2020b). There are likely many reasons that underlie the age-associated differences, including different expression levels of viral entry proteins and different immune resilience to viral infection. Defining the mechanism underlying the apparent reduced susceptibility of children to COVID-19 will inform how we can transfer this advantage to adult and elderly populations.

Both in silico structural modeling and biochemical assays have implicated several key host proteins for SARS-CoV-2 infection. ACE2 has been demonstrated as the receptor for not only the original SARS-CoV, but also SARS-CoV-2 (Hoffmann et al., 2020; Lan et al., 2020; Yan et al., 2020). Based on literature from the original SARS-CoV as well as emerging data from SARS-CoV-2, TMPRSS2 and CTSL cleave the viral spike protein, thereby facilitate fusion of the virus with host cells (Huang et al., 2006; Matsuyama et al., 2020; Reinke et al., 2017; Walls et al., 2020; Zhou et al., 2016). In particular, TMPRSS2 has been shown to be essential for coronavirus viral entry while CTSL is dispensable (Hoffmann et al., 2020; Shirato et al., 2018; Zhou et al., 2015). BSG encodes another receptor that can bind to the SARS-CoV spike protein (Chen et al., 2005) and FURIN encodes a protease with a putative target site in SARS-CoV-2, adding both genes to the list of host machinery highjacked by the virus (Coutard et al., 2020; Walls et al., 2020). In this study, we focus on the genes encoding these five proteins, ACE2, TMPRSS2, CTSL, BSG, and FURIN, and determine their expression and associated cis-regulatory landscape at single-cell resolution in the non-diseased human lungs.

To contribute to our understanding of gene regulation in the human lungs during aging and how such regulation goes awry and contributes to disease, including SARS-CoV-2 infection, we generated donor-matched single-nucleus RNA-seq and single-nucleus ATAC-seq data across neonatal, pediatric, and adult lungs with three donors in each group. Using these datasets, we profiled gene expression dynamics at cell-type resolution of SARS-CoV-2 host entry genes ACE2, TMPRSS2, CTSL, BSG, and FURIN and revealed cCREs underlying these changes for ACE2 and TMPRSS2, genes that encode the primary receptor and fusion protein. We further profiled non-coding sequence variation in cCREs associated with TMPRSS2 that may impact regulatory activity and might contribute to differential susceptibility to SARS-CoV-2 infection by affecting TMPRSS2 expression. Finally, we demonstrated the value of this resource in interpreting emerging genetic risk of respiratory failure in COVID-19 by annotating the recently identified 3p21.31 locus (Ellinghaus et al., 2020).

## Results

### Single-nucleus accessible chromatin and transcriptional profiles from neonatal, pediatric, and adult human lung tissues

To generate an age and cell-type resolved atlas of chromatin accessibility and gene expression in the human lungs, we performed single-nucleus ATAC-seq (snATAC-seq) and single-nucleus RNA-seq (snRNA-seq) on non-diseased lung tissue sourced from the NIH funded LungMap Human Tissue Core. Tissue samples spanned three donor age groups:?~30-week-old gestational age (GA, prematurely born, 30wkGA),?~3-year-old (3yo), and?~30-year-old (30yo) (metadata in Supplementary file 1). After batch correction and filtering of low-quality nuclei and likely doublets, we clustered and analyzed a total of 90,980 single-nucleus accessible chromatin profiles (Figure 1A, and Figure 1—figure supplement 1A–D, Supplementary file 2). We identified 19 clusters representing epithelial (AT1-alveolar type 1, AT2-alveolar type 2, club, ciliated, basal, and pulmonary neuroendocrine), mesenchymal (myofibroblast, pericyte, matrix fibroblast 1, and matrix fibroblast 2), endothelial (arterial, lymphatic, capillary 1 and capillary 2), and hematopoietic cell types (macrophage, B-cell, T-cell, NK cell, and enucleated erythrocyte) (Figure 1A). Supporting these cluster annotations, we observed cell-type-specific patterns of chromatin accessibility at known marker genes for each cell type (Figure 1B, and Figure 1—figure supplement 2A). We similarly clustered the 46,500 single-nucleus transcriptomes, which passed QC criteria from the donor and sample-matched snRNA-seq data (Figure 1C, and Figure 1—figure supplement 1E–H, Supplementary file 2). These clusters represented all major cell types in the small airway region of the lungs (Figure 1C,D, and Figure 1—figure supplement 2B). Importantly, these clusters overlapped those identified from snATAC-seq, highlighted by a cluster of rare pulmonary neuroendocrine cells (PNECs) represented in both modalities (Figure 1A–D, Figure 1—figure supplement 2A,B).

Figure 1 with 2 supplements see all

### Cell-type-specific expression and regulation of SARS-CoV-2 host cell entry genes

To gain insight into how viral entry is regulated in host cell types, we set out to identify the CREs predicted to regulate SARS-CoV-2 cell entry factors and to pinpoint the cell types in which they exert their effects. Toward this goal, we first identified the discrete cell types that express ACE2, TMPRSS2, CTSL, BSG, and FURIN. We detected ACE2 transcript in very few nuclei (total 80 nuclei) in the normal lungs and these nuclei were enriched within the epithelial lineage (Figure 2A, Figure 2—figure supplement 1A, Supplementary file 3). This is consistent with exceptionally low ACE2 expression in multiple tissues analyzed in recent publications (Muus et al., 2020; Qi et al., 2020; Sungnak et al., 2020; Zhao et al., 2020; Ziegler et al., 2020; Zou et al., 2020). In our data, AT2 cells had the highest number of ACE2+ nuclei, accounting for 48.8% of all ACE2-expressing nuclei (39 out of total 80 ACE2+ nuclei) (Figure 2—figure supplement 1A, Supplementary file 3). In comparison, TMPRSS2 transcripts were detected in many more cells (total 6547 nuclei, Figure 2A, Figure 2—figure supplement 1B, Supplementary file 3). Most TMPRSS2-expressing cells were epithelial cells including AT1 and AT2 cells and airway cells such as club, ciliated and goblet cells (Figure 2A, Figure 2—figure supplement 1B, Supplementary file 3). Within the AT2 population, TMPRSS2 was detected in 3,315/7,226 nuclei, or 45.8% of the AT2 cells (Figure 2—figure supplement 1B). Importantly, 21 of the 39 ACE+ AT2 cells also expressed TMPRSS2 (Supplementary file 3). The other three candidate genes of SARS-CoV-2 host cell entry CTSL, BSG and FURIN were expressed in a large number of AT1, AT2, matrix fibroblast1,2, and M1 macrophage cells, as well as a small number of cells in additional cell types (Figure 2A, Figure 2—figure supplement 1C–E, Supplementary file 3).

Figure 2 with 1 supplement see all

We next assessed cell-type resolved chromatin accessibility at candidate SARS-CoV-2 entry genes. Consistent with their gene expression, both ACE2 and TMPRSS2 were primarily accessible throughout their gene body in alveolar cells such as AT1, AT2, and airway cells such as club, ciliated, and basal cells (Figure 2B). Conversely, the CTSL gene body exhibited chromatin accessibility across epithelial cells, mesenchymal cells, endothelial cells, and macrophages (Figure 2B, Figure 2—figure supplement 1F). BSG and FURIN also showed broad chromatin accessibility patterns with the highest activity in endothelial cells, such as capillaries (Figure 2B, Figure 2—figure supplement 1F). Together, both gene expression and chromatin accessibility suggest that among cell types constituting the barrier exposed to inhaled pathogens, both the airway and alveolar epithelial cells express genes critical for SARS-CoV-2 entry.

Cell-type-specific expression profiles are largely established by distal CREs such as enhancers (ENCODE Project Consortium, 2012; Moore et al., 2020; Kundaje et al., 2015). To identify cCREs predicted to control cell-type-restricted expression of the SARS-CoV-2 viral entry genes, we first aggregated nuclei within each cell type. We then called accessible chromatin sites from the aggregated profiles using MACS2 (Zhang et al., 2008). Overall, we mapped 398,385 cCREs across all lung cell?types. Distal cCREs can be linked to putative target genes by measuring co-accessibility with promoter regions, as it has been shown that co-accessible sites tend to be in physical proximity in the nucleus (Pliner et al., 2018). As such, we identified sites co-accessible with the ACE2, TMPRSS2, CTSL, FURIN, and BSG promoters using a modified implementation of Cicero (Pliner et al., 2018). At the ACE2 locus, we identified 15 sites co-accessible with the ACE2 promoter (Figure 2C,D, Supplementary file 4). We speculate that the modest number of co-accessible sites is likely due to the small percentage of ACE2+ nuclei (Figure 2A, Figure 2—figure supplement 1A). In comparison, at the TMPRSS2 locus, we identified 73 accessible chromatin sites co-accessible with the TMPRSS2 promoter (Figure 2E,F, Supplementary file 4). Finally, at the CTSL, FURIN, and BSG loci we identified 73, 213, and 64 accessible chromatin sites co-accessible with their respective gene promoters (Supplementary file 4). This collection of cell-type resolved cCREs associated with SARS-CoV-2 host genes (Supplementary file 4) will be crucially important for follow-up studies to determine how host cell genes are regulated and how genetic variation within these elements contributes to infection rate and disease outcomes.

### CREs linked to TMPRSS2 are part of an age-related regulatory program in AT2 cells

AT2 cells are an abundant epithelial cell type in the alveolar region of the lungs where COVID-19 disrupts respiration. Consequently, we focused on AT2 cells to evaluate viral entry gene dynamics across donor age groups (Figure 3). We observed a higher fraction of AT2 cells expressing ACE2 and TMPRSS2 in adult lungs as compared to pediatric samples in our small cohort (n?=?3 per age group, Figure 3A,B). Notably, these observed age-related increase in expression of these two genes is consistent with findings from a parallel report spearheaded by the Human Cell Atlas (HCA) that included pediatric data as part of a large-scale meta-analysis (Muus et al., 2020; Schuler et al., 2020). In contrast to the percentage of AT2 cells expressing these genes, the expression levels per nucleus were similar across different age groups for either ACE2 (no nucleus had?>1 UMI detected) or TMPRSS2 (Figure 3C). Notably, we did not observe an age-related trend for the other candidate viral entry genes BSG, CTSL, FURIN (Figure 3—figure supplement 1A).

Figure 3 with 1 supplement see all

We next leveraged our snATAC-seq data to identify cCREs predicted to control cell-type-specific and age-related gene expression of SARS-CoV-2 cell entry genes. We focused on TMPRSS2 as it is essential for coronavirus entry into host cells (Hoffmann et al., 2020; Shirato et al., 2018; Zhou et al., 2015). Compared to ACE2, TMPRSS2 was detected in sufficient number of cells to allow us power to address its regulation. Having identified cCREs predicted to regulate TMPRSS2 expression (Figure 2E,F), we speculated that some of these sites could modulate the age-associated increase of TMPRSS2 expressing AT2 cells (Figure 3B). To examine this in an unbiased fashion, we first identified genome-wide chromatin sites in AT2 cells that show dynamic accessibility across donor age groups. We tested all possible pairwise age comparisons between AT2 signal from each of the three groups of 30wkGA, 3yo, and 30yo donors while accounting for donor to donor variability (Figure 3D, see Materials?and?methods). Overall, we identified 22,745 age-linked sites in AT2 cells, which exhibited significant differences (FDR?<?0.05) in any pairwise comparison (Figure 3D,E). Clustering of these dynamic peaks revealed five predominant groups of age-linked chromatin accessibility patterns (cI-cV, Figure 3E). Given the sample size limitation (n?=?3 per age group), we acknowledge that the statistical significance of these observed dynamic changes will require further corroboration using datasets from additional donor samples. Nevertheless, we reasoned that because these changes are observable despite modest sample size, the trends provide informative biological insights.

Of these dynamic peaks, we identified two clusters of AT2 sites exhibiting increasing accessibility with age including several sites linked to candidate genes for SARS-CoV-2 host genes, most notably nine sites co-accessible with TMPRSS2 (cIII 30yo enriched and cIV 3yo + 30yo, Figure 3E). Intriguingly, these two age-increasing co-accessible site containing clusters were enriched for processes related to viral infection, immune response and injury repair such as viral release from host cell, interferon-gamma mediated signaling pathway, and positive regulation of ERBB signaling pathway (Figure 3F, Supplementary file 5). Also, these age-dependent clusters were enriched for phenotypes substantiated in mouse studies, such as pulmonary epithelial necrosis, increased monocyte cell number, and chronic inflammation (Figure 3F, Supplementary file 5). We observed an enrichment of sequence motifs within these clusters for transcription factors controlling endoderm cell fate (FOXA, HNF1), lung cell fate (NKX), AT2 cell fate (CEBP) and AT2 cell signaling (ETS)?(Maeda et al., 2007; Morrisey et al., 2013; Morrisey and Hogan, 2010). Further supporting immune regulation of AT2 cell gene expression, we observed an enrichment of motifs for factors involved in immune signaling such as STAT, IRF, and FOS/JUN?(Au-Yeung and Horvath, 2018; Mogensen, 2018; Figure 3G, Supplementary file 6).

To complement the genome-wide unbiased approach which identified 9 TMPRSS2 co-accessible sites as age-increasing (Figure 3E), we next assessed in a locus restricted manner how many of the 73 co-accessible sites (Figure 2D) showed increased accessibility with age in AT2 cells. Overall, we identified 10 additional cCREs co-accessible with TMPRSS2, which exhibited patterns of increasing accessibility with age for a total of 19 age-increasing TMPRSS2-linked cCREs, 17 of which were statistically significant, with the caveat of modest sample size (N?=?3 per age group) (FDR?<?0.05 via EdgeR and/or p<0.05 via independent t-test, Figure 3H,I, Figure 3—figure supplement 1C, Supplementary file 4). When viewed in genomic context, several of these sites showed a clear age-linked increase in read depth likely reflecting a higher fraction of accessible nuclei (Figure 3J). Notably, accessibility at the TMPRSS2 promoter did not exhibit differential accessibility with age (Figure 3J, Figure 3—figure supplement 1B) emphasizing a likely role of distal cCREs in regulating age-increasing TMPRSS2 expression in AT2 cells.

### Genetic variants predicted to affect age-increased TMPRSS2-linked cCREs are associated with respiratory phenotypes and TMPRSS2 expression

Mapping distal cCREs linked to TMPRSS2 allowed us to next identify non-coding sequence variation that might affect cis-regulatory activity and contribute to inter-individual differences in TMPRSS2 expression and the risk of lung disease. We therefore characterized genetic variation in the 19 cCREs with age-increased chromatin accessibility and linked to TMPRSS2 in AT2s (Figure 3H,I).

In total, 2270 non-singleton sequence variants in the gnomAD v3 database (Karczewski et al., 2019) overlapped age-increasing cCREs linked to TMPRSS2 in AT2s. To determine which of these variants might affect regulatory activity in AT2 cells, we first identified variants in?predicted?sequence motifs of transcription factor (TF) families such as CEBP, ETS, NKX, FOXA, IRF and STAT which were enriched in AT2 cCREs. In total we identified 1100 variants in a predicted?motif for one or more of these TFs (Figure 4A, Supplementary file 7). We further applied a machine learning approach (deltaSVM) (Lee et al., 2015) to model AT2 chromatin accessibility and identified 212 variants with significant predicted effects (FDR?<?0.1) on AT2 chromatin accessibility (Figure 4A, Supplementary file 7). Among motif-bound variants, 50 were common (defined here as minor allele frequency [MAF]>1%) of which 10 further had predicted effects on AT2 chromatin accessibility using deltaSVM (Lee et al., 2015; Figure 4A, Supplementary file 7). Common variants with predicted function generally had consistent frequencies across populations, although multiple variants, for example rs35074065, were much less common in East Asians (MAF?=?0.005) relative to other populations (Europeans MAF?=?0.45, South Asian MAF?=?0.37, African MAF?=?0.12).

Figure 4

We next determined whether common variants with predicted AT2 regulatory effects were associated with phenotypes related to respiratory function, infection, medication use or other traits using GWAS summary statistic data generated using the UK Biobank (UKBB) (Sudlow et al., 2015). Among the 10 common variants that were both TF motif-disrupting and had predicted effects on AT2 chromatin accessibility, the most significant association was between rs35074065 and emphysema (p=5.64?×?10?7) (Figure 4B). This variant also had evidence for association with asthma (p=6.7?×?10?4). Furthermore, the majority of these variants (9/10) were nominally associated (p<1×10?2) with at least one phenotype related to respiratory function or respiratory medication use including bronchiectasis (rs462903 p=2.0?×?10?4, rs9974995 p=7.1?×?10?4), bacterial pneumonia (rs2838089 p=2.4×10?4), COPD (rs1557372 p=2.9?×?10?3), asthma (rs8127290 p=1.4×10?3) and medications used to treat asthma such as serevent (rs220266 p=3.1×10?4, rs62219349 p-5.3 × 10?3) (Figure 4B).

Given that common AT2 variants showed predicted regulatory function and association with respiratory disease, we next asked whether these variants regulated the expression of TMPRSS2 using human lung eQTL (expression quantitative trait loci) data from the GTEx v8 release (GTEx Consortium, 2020). Among variants tested for association in GTEx, we observed a highly significant eQTL for TMPRSS2 expression at rs35074065 (p=3.9?×?10?11) as well as more nominal eQTL evidence at rs1557372 (p=2.9?×?10?5) and rs9974995 (p=3.5?×?10?6). Furthermore, in fine-mapping data from GTEx, rs35074065 had a high posterior probability (PPA?=?41.6%) and therefore likely has a direct casual effect on TMPRSS2 expression (Figure 4C). This variant further disrupted predicted sequence motifs for IRF and STAT transcription factors, where the TMPRSS2-increasing allele disrupted motif binding, suggesting that its effects may be mediated through interferon signaling and anti-viral programs (Figure 4C).

As the TMPRSS2 eQTL at rs35074065 was identified in bulk lung samples, we finally sought to determine the specific cell types driving the effects of this eQTL. Using cell-type-specific gene expression profiles derived from our snRNA-seq data, we estimated the proportions of 14 different cell types present in the 515 bulk lung RNA-seq samples from GTEx v8 (GTEx Consortium, 2020; Figure 4D). We then tested for association between rs35074065 and TMPRSS2 expression while including estimated cell-type proportions for each sample in the eQTL model in addition to the covariates used in the original GTEx analysis. We observed highly significant association when including AT2 cell proportion (p=3.8?×?10?18) as well as macrophage proportion (p=4.0?×?10?12), supporting the possibility that the TMPRSS2 eQTL at rs35074065 acts through AT2 cells and macrophages, which is in line with TMPRSS2-expressing cell types in the lungs (Figure 4E, Figure 2A, Figure 2—figure supplement 1B).

### Fine-mapping risk variants for COVID-19 respiratory failure at the 3p21.31 locus to lung cell-type-specific chromatin sites

Recently the first genome-wide association study of SARS-CoV-2 identified several loci influencing risk of respiratory failure in SARS-CoV-2 infection (Ellinghaus et al., 2020). Among these loci, risk variants at the 3p21.31 locus mapped exclusively to non-coding sequences (Ellinghaus et al., 2020). We hypothesized that this locus may affect gene regulation in the lungs and used our lung cell-type-specific chromatin accessibility and gene expression map to annotate 3p21.31 risk variants.

Fine-mapping of the 3p21.31 signal resulted in 22 total candidate causal variants. Among these, two fine-mapped variants overlapped a lung cell-type cCRE: rs17713054 (posterior probability [PPA]=0.04), which mapped in a cCRE accessible in epithelial (AT1/2, basal, club, ciliated) and mesenchymal (matrix fibroblast 1/2, myofibroblast) cells with the highest signal in AT2 cells, and rs76374459, (PPA?=?0.02), which mapped in a cCRE accessible in erythrocytes (Figure 5A). We determined whether these two variants disrupted predicted sequence motifs for relevant TFs. For rs17713054, the minor (and risk increasing) allele A was predicted to bind CEBPA and CEBPB motifs (Figure 5B), which were broadly enriched in age-related cCREs in AT2 cells (Figure 2G). In further support of CEBP binding to this locus, this variant overlapped a CEBPB ChIP-seq site identified in the ENCODE project (ENCODE Project Consortium, 2012; Wang et al., 2012; Figure 5B). At rs76374459, the risk allele C was predicted to disrupt binding of SPI1 among other TFs and overlapped a SPI1 ChIP-seq site in ENCODE (ENCODE Project Consortium, 2012; Wang et al., 2012; Figure 5—figure supplement 1). Candidate causal variants at the 3p21.31 signal also showed evidence for nominal association with respiratory phenotypes for example bronchiectasis medication (rs76374459 p=2.0×10?3), emphysema (rs17713054 p=1.4×10?2), and chronic bronchitis (rs17712877 p=1.1×10?2), among other associations.

Figure 5 with 1 supplement see all

Given multiple fine-mapped variants at 3p21.31 overlapping lung cCREs, we next identified potential target genes of variant activity. We linked sites harboring risk variants to target genes using our single-cell co-accessibility data. The site harboring rs17713054 was co-accessible with the promoter region of multiple genes including SLC6A20, LIMD1, SACM1L, and CCRL2 (Figure 5C). Among these genes, SLC6A20, which encodes a proline transporter, was expressed predominantly in AT2 cells and had low expression in other cell types (Figure 5D). We then asked whether rs17713054 was associated with the expression of linked target genes in the lungs using eQTL data in GTEx v8 (GTEx Consortium, 2020). While there were no significant associations, we observed nominal association with SLC6A20 where the minor (and risk increasing) allele A had increased expression (p=8.09?×?10?3). We further tested rs17713054 for association with SLC6A20 expression including estimated cell-type proportions for each lung sample in the eQTL model (as in Figure 4E, see Materials?and?methods). We observed strongest association when including AT2 or AT1/AT2-like cell proportion (p=4.09?×?10?3, p=8.00?×?10?4) (Figure 5E), supporting the possibility that rs17713054 regulates SLC6A20 expression in AT2 cells. These results illuminate candidate causal variants mapping in lung cell-type cCREs at the 3p21.31 locus and their putative target genes, which should help guide detailed follow-up study of the mechanism of how this locus contributes to respiratory failure in SARS-CoV-2 infection.

## Discussion

In this study, we interrogated chromatin accessibility and gene expression in the human lungs at single-cell resolution and identified cCRE predicted to control expression of SARS-CoV2 host entry genes. The lungs came into focus during the COVID-19 pandemic since respiratory failure is a major complication and cause of death (Du et al., 2020). Notably, symptoms, severity, and progression of COVID-19 vary considerably between age and population groups (CDC, 2020a; CDC, 2020b). Our sample-matched snATAC-seq and snRNA-seq datasets from three postnatal stages enabled us to interrogate age-associated dynamics in gene expression and chromatin accessibility. While we focused on COVID-19 related genes in this study, these datasets will more broadly facilitate in-depth analysis of cell-type resolved dynamics of gene regulatory processes in the human lungs.

Using our datasets, we not only corroborated recent findings that the host entry genes ACE2, encoding the receptor for the viral spike protein, and TMPRSS2, encoding a serine protease for priming of the spike protein, were detected in a higher proportion of AT2 cells in adult lungs compared to pediatric lungs (Muus et al., 2020; Schuler et al., 2020), but also identified cCREs linked to TMPRSS2 and highlighted 19 cCREs with age-increased accessibility. Notably, an increase in accessibility at several of these cCREs predates the onset of gene expression increase, suggesting that, although AT2 cells in childhood stages express lower TMPRSS2, the cells may have already acquired the regulatory potential for higher TMPRSS2 expression. Because these cCREs are predicted to act downstream of immune and inflammatory signals, one plausible implication is that differences in baseline levels of immune/inflammation signaling between children and adults may impact susceptibility to infection by directly regulating the expression of viral entry genes. It is worth noting that these age-related observations are made with the caveat that the sample size of this study is modest (n?=?3 individuals per group). Follow-up studies with larger cohorts will be important to reinforce the significance of these findings.

While ACE2 was detected in a small number of cells and mostly confined to AT2 cells, TMPRSS2 was expressed in a higher fraction of nuclei predominantly from the epithelial lineage (Qi et al., 2020; Waradon Sungnak et al., 2020; Zhao et al., 2020; Ziegler et al., 2020; Zou et al., 2020). This may indicate that low ACE2 levels might represent a rate limiting step for viral entry. However, we caution that inhibiting ACE2 expression may have unintended consequence. Aside from being a viral receptor gene, ACE2 is also required for protecting the lungs from injury-induced acute respiratory distress phenotypes, the precise cause of COVID-19 mortality (Imai et al., 2005). Thus, inhibiting ACE2 expression may compromise the ability of the lungs to sustain damage. In comparison, Tmprss2 mutant mice show no defects at baseline and are more resistant to the original SARS-CoV infection (Iwata-Yoshikawa et al., 2019; Kim et al., 2006). Thus, manipulating the expression of genes such as TMPRSS2 may represent a safer path to limit SARS-CoV-2 viral entry. TMPRSS2 is also involved in the entry of other respiratory viruses such as influenza, suggesting that modulating its expression may also be effective in deterring entry and spread of other viruses (Limburg et al., 2019).

To explore potential avenues for manipulating the expression of viral entry genes, we identified transcription factors enriched in cCREs with increased chromatin accessibility in adult AT2 cells compared to younger AT2 cells. These included transcription factors involved in stress and immune responses. For example, key interferon pathway-related factors STAT and IRF have binding sites in the age-increased cCREs linked to TMPRSS2. The likely causal TMPRSS2 eQTL variant rs35074065 is predicted to disrupt STAT and IRF binding, raising the possibility that STAT and/or IRF binding at this site may directly control TMPRSS2 gene expression. Further experimental follow-up studies will be needed to validate the effect of these variants on TF binding and TMPRSS2 expression, for example using electrophorectic mobility shift assays (EMSA), enhancer/promoter reporter assays, genome editing of in vitro models such as alveolar organoids (Dobrindt et al., 2020; Jacob et al., 2017). It is interesting that multiple variants linked to TMPRSS2 were associated with pulmonary function or pulmonary disease medication use. Such association provides plausible links for how pre-existing conditions may modify response to infections.

Finally, and highlighting the utility of our cCRE maps, we reveal a non-coding variant at the 3p21.32 locus risk for COVID-19 related respiratory failure (Ellinghaus et al., 2020) overlapping an AT2 cell-active distal cCRE. Importantly this variant (rs17713054) overlaps a binding site for CEBP, a cardinal transcription factor for AT2 cell gene expression (Xu et al., 2012). Among the putative target genes for this cCRE was SLC6A20 which was predominantly expressed in AT2 cells. In Xenopus oocytes, ACE2 expression promotes SLC6A20 protein levels, localization to plasma membrane and its function in proline amino acid transport (Vuille-dit-Bille et al., 2015). Conversely, in Ace2 mutant mice, proline transport, presumably via SLC6A20, was severely disrupted (Singer et al., 2012). Further functional studies will be required to validate the molecular effect of this variant on TF binding, enhancer activity and gene regulation in AT2 cells. However, this locus exemplifies how our data provide a foundation to generate testable hypotheses of how risk variants mechanistically contribute to lung disease, in this case that changes in SLC6A20 expression in AT2 cells may impact severity of SARS-CoV-2 infection of the lungs.

Overall, our study serves as a resource for evolving analyses of gene regulation in the human lungs at cell-type resolution. Moreover, our cCRE maps will also facilitate the interpretation of non-coding genetic variants associated with a broad spectrum of lung diseases including COVID-19 susceptibility and disease severity from emerging GWAS in larger cohorts. We note that this work is a product of the NHLBI-funded LungMap consortium, and our joint goal is to provide the community with fundamental knowledge of the human lungs to guide the effort to combat COVID-19. We established a web portal to disseminate these datasets to the community:?https://www.lungepigenome.org/.

## Materials and methods

Key resources table

### Human subjects and tissue collection

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Donor lung samples were provided through the federal United Network of Organ Sharing via National Disease Research Interchange (NDRI) and International Institute for Advancement of Medicine (IIAM) and entered into the NHLBI LungMAP Biorepository for Investigations of Diseases of the Lung (BRINDL) at the University of Rochester Medical Center overseen by the IRB as RSRB00047606, as previously described (Ardini-Poleske et al., 2017; Bandyopadhyay et al., 2018). Portions (0.25–1.0 cm3) of small airway region of right middle lobe (RML) lung tissue were frozen in cryovials over liquid nitrogen and placed at ?80°C for storage. Upon request, while kept frozen on dry ice, a tissue piece (approximately 100 mg) was chipped off the sample. These smaller samples were then shipped in cryovials to UCSD on an abundance of dry ice.

### Single-nucleus ATAC-seq data generation

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### Single-nucleus RNA-seq data generation

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Droplet-based Chromium Single-Cell 3’ solution (10x Genomics, v3 chemistry)?(Zheng et al., 2017) was used to generate snRNA-seq libraries. Briefly, 30 mg pulverized lung tissue was resuspended in 500 μL of nuclei permeabilization buffer (0.1% Triton-X-100 (Sigma-Aldrich, T8787), 1X protease inhibitor, 1 mM DTT, and 0.2 U/μL RNase inhibitor (Promega, N211B), 2% BSA (Sigma-Aldrich, SRE0036) in PBS). Sample was incubated on a rotator for 5 min at 4°C and then centrifuged at 500 rcf for 5 min (4°C, run speed 3/3). Supernatant was removed and pellet was resuspended in 400 μL of sort buffer (1 mM EDTA 0.2 U/μL RNase inhibitor (Promega, N211B), 2% BSA (Sigma-Aldrich, SRE0036) in PBS) and stained with DRAQ7 (1:100; Cell Signaling, 7406). 75,000 nuclei were sorted using a SH800 sorter (Sony) into 50 μL of collection buffer consisting of 1 U/μL RNase inhibitor in 5% BSA; the FACS gating strategy sorted based on particle size and DRAQ7 fluorescence. Sorted nuclei were then centrifuged at 1000 rcf for 15 min (4°C, run speed 3/3) and supernatant was removed. Nuclei were resuspended in 35 μL of reaction buffer (0.2 U/μL RNase inhibitor (Promega, N211B), 2% BSA (Sigma-Aldrich, SRE0036) in PBS) and counted on a hemocytometer. 12,000 nuclei were loaded onto a Chromium Controller (10x Genomics). Libraries were generated using the Chromium Single-Cell 3′ Library Construction Kit v3 (10x Genomics, 1000075) with the Chromium Single-Cell B Chip Kit (10x Genomics, 1000153) and the Chromium i7 Multiplex Kit for sample indexing (10x Genomics, 120262) according to manufacturer specifications. CDNA was amplified for 12 PCR cycles. SPRISelect reagent (Beckman Coulter, B23319) was used for size selection and clean-up steps. Final library concentration was assessed by Qubit dsDNA HS Assay Kit (Thermo-Fischer Scientific) and fragment size was checked using Tapestation High Sensitivity D1000 (Agilent) to ensure that fragment sizes were distributed normally about 500 bp. Libraries were sequenced using the NextSeq500 and a HiSeq4000 (Illumina) with these read lengths: 28 + 8 + 91 (Read1 + Index1 + Read2).

### Single-nucleus RNA-seq analysis

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Sequencing reads were demultiplexed (cellranger mkfastq) and processed (cellranger count) using the Cell Ranger software package v3.0.2 (10x Genomics). Reads were aligned to the human reference hg38 (Cell Ranger software package v3.0.2). Reads mapping to intronic and exon sequences were retained. Resulting UMI feature-barcode count matrices were loaded into Seurat (Stuart et al., 2019). All genes represented in?>=?3 nuclei and cells with 500–4000 detected genes were included for downstream processing. UMI counts were log-normalized and scaled by a factor of 10,000 using the NormalizeData function. Top 3000 variable features were identified using the FindVariableFeatures function and finally scaled using the ScaleData function. Barcode collisions were removed for individual datasets using DoubletFinder (McGinnis et al., 2019) with following parameters: pN?=?0.15 and pK?=?0.005, anticipated collision rate?=?10%. Clusters were assigned a doublet score (pANN) and classification as ‘doublet’ or ‘singlet’; called doublets and cells with a pANN score?>0 were removed. UMI matrices for datasets were merged and corrected for batch effects due to experiment date, donor, and sex using the Harmony package (Korsunsky et al., 2019). UMAP coordinates (McInnes et al., 2018) and clustering were performed using the RunUMAP, FindNeighbors, and FindClusters functions in Seurat with principal components 1–23. 25–26, and 28. Clusters were annotated, and putative doublets as defined by expression of canonically mutually exclusive markers were excluded from analysis; remaining cells were re-clustered using the previously described parameters. Final cluster annotation was done using canonical markers. For genes of interest,?e.g. ACE2, TMPRSS2, nuclei with at least one UMI for the gene were considered ‘expressing’. To analyze changes in percentage of nuclei expressing we performed two-tailed unpaired t-tests using GraphPad Prism version 8.0.0 for Windows, GraphPad Software, San Diego, California USA, www.graphpad.com.

### Single-nucleus ATAC-seq analysis

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For each sequenced snATAC-Seq libraries, we obtained four FASTQ files paired-end DNA reads as well as the combinatorial indexes for i5 (768 different PCR indices) and T7 (96 different tagmentation indices; Supplementary file 8). We selected all reads with?<=?2 mistakes per individual index (Hamming distance between each pair of indices is 4) and subsequently integrated the full barcode at the beginning of the read name in the FASTQ files (https://gitlab.com/Grouumf/ATACdemultiplex/). Next, we used trim galore (v.0.4.4) to remove adapter sequences from reads prior to read alignment. We aligned reads to the hg19 reference genome using bwa mem (v.0.7.17) (Li and Durbin, 2009) and subsequently used Samtools (Li et al., 2009) to remove unmapped, low map quality (MAPQ?<30), secondary, and mitochondrial reads. We then removed duplicate reads on a per-cell basis using MarkDuplicates (BARCODE_TAG) from the Picard toolkit. As an initial quality cutoff, we set a minimum of 1000 reads (unique, non-mitochondrial) and observed 120,090 cells passing this threshold.

We used a previously described pipeline to identify snATAC-seq clusters (Chiou et al., 2019). Briefly, we used scanpy (Wolf et al., 2018) to uniform read depth-normalize and log-transform read counts within 5 kb windows. We then identified highly variable (hv) windows (min_mean?=?0.01, min_disp?=?0.25) and regressed out the total read depth across hv windows (usable counts) within each experiment. We then merged cells across experiments and extracted the top 50 PCs, using Harmony (Korsunsky et al., 2019) to correct for potential confounding factors including donor-of-origin and biological sex. We used Harmony-corrected components to build a nearest neighbor graph (n_neighbors?=?30) using the cosine metric, which was used for UMAP visualization (min_dist?=?0.3) and Leiden clustering (resolution?=?1.5) (McInnes et al., 2018; Traag et al., 2019).

Prior to the final clustering results, we performed iterative clustering to identify and remove cells mapping to clusters with aberrant quality metrics. First, we removed 3,183 cells mapping in clusters with low read depth. Next, we removed 20,718 cells mapping in clusters with low fraction of reads in peaks. Finally, we re-clustered the cells at high resolution and removed 5,209 cells mapping in potential doublet sub-clusters. On average, these sub-clusters had higher usable counts, promoter usage, and accessibility at more than one marker gene promoter. After removing all of these cells, our final clusters consisted of 90,980 cells. To identify marker genes for each cluster, we used linear regression models with gene accessibility as a function of cluster assignment and usable counts across single cells.

### Computing relative accessibility scores

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We define an accessible locus as the minimal genomic region that can be bound and cut by the enzyme. We use $L?N$ to represent the set of all accessible loci. We further define a pseudo-locus as the set of accessible loci that relates to each other in a certain meaningful way (for example, nearby loci, loci from different alleles). In this example, pseudo-loci correspond to peaks. We use ${di∣di?L}$ to represent the set of all pseudo-loci. Let $al$ be the accessibility of accessible locus $l$, where $l∈L$. We define the accessibility of pseudo-locus $di$ as $Ai=∑k∈diak$, that?is, the sum of accessibility of accessible loci associated with di. Let $Cj$ be the library complexity (the number of distinct molecules in the library) of cell $j$. Assuming unbiased PCR amplification, then the probability of being sequenced for any fragment in the library is: $sj=1-(1-1Cj)kj$, where $kj$ is the total number of reads for cell $j$. If we assume that the probability of a fragment present in the library is proportional to its accessibility and the complexity of the library, then we can deduce that the probability of a given locus $l$ in cell $j$ being sequenced is: $plj∝alCjsj$. For any pseudo-locus $di$, the number of reads in $di$ for cell $j$ follows the Poisson binomial distribution, and its mean is $mij=∑k∈dipkj∝Cjsj∑k∈diak=CjsjAi$. Given a pseudo-locus (or peak) by cell count matrix $O$, we have: $∑jOij=∑jmij$. Therefore, $Ai=Z∑jOij∑jCjsj$, where $Z$ is a normalization constant. When comparing across different samples the relative accessibility may be desirable as they sum up to a constant, i.e. $∑iAi=1×106$. In this case, we can derive $Ai=∑jOij∑ijOij*106$.

### Calculating the relative percent of cells with accessibility at a locus

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To correct for biases occurring from differential read depths between clusters, we used the following strategy to determine the relative ratio of cells with accessibility at a given locus. We defined the set of accessible loci L of a given dataset D as the genomic regions covered by the set peaks P inferred from D. We define X the set of cells from D, and $S$ a partitioning of X. For a given partition $Si∈S$ and for each feature $pj∈P$, we computed $mij$ the ratio of cells from?$Si$ with at least one read overlapping $pj$. We then defined the score $sij$?of loci $pj$ in $Si$ as $sij=106.mij∑j ∈Pmij$. We finally define the relative ratio of cells normalized across the different clusters as $RSij=sij∑i ∈Ssij$.

### Associating promoters to candidate distal regulatory elements

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To identify AT2 co-accessible loci linked to the promoters of TMPRSS2, ACE2, FURIN, BSG, and CTSL, we utilized an ensemble approach comprising multiple runs of Cicero analysis. We first performed an independent Cicero analysis for each cluster using a genomic window of 1e6 base pairs. In addition, we enriched these co-accessible links with five runs of cicero analysis using each time a random subset of 15,000 cells from the entire set of nuclei and a genomic window of 250000 base pairs. We then merged the co-accessibility links detected in the five analysis by creating an array of cicero scores for each link. We finally performed a T-test for each link to assess if the average cicero score was different from 0 and filtered links with a p-value<0.10. Secondly, we defined the promoter regions of TMPRSS2, ACE2, FURIN, BSG, CTL, CTSL, and SLC6A20 as the 1000 bp regions surrounding the TSS gene transcripts related to protein-coding. Finally, we used the pooled list of co-accessible elements to identify all the accessible chromatin sites linked to the promoters.

### Identification and clustering of AT2 peaks with changes in chromatin accessibility genome-wide

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We used EdgeR (Robinson et al., 2010) to identify differential accessible peaks between each of pair of time points. As input we used the 122,352 peaks in AT2 cell. Dataset ID and sex were used as technical covariates. Sites with False Discovery Rate (FDR) < 0.05 after Benjamini-Hochberg correction were considered significant. Next, we performed K-means using the relative accessibility score with a loci x timepoints matrix. We used K from 5 to 8 and computed the Davis-Bouldin index to determine the best K to partition the loci. let $Rxy= (sx+sy)dxy$ with $sx$ the average distance of each sample from cluster x and $dxy$ the distance between the centroids of clusters x and y. The Davies-Bouldin index is defined as $DB= 1K∑x,y ∈maxx≠y?(Rxy)$ and low DB scores indicate better partitioning. We obtained an optimal partition with K=5.

### Identification of AT2 peaks with changes in chromatin accessibility at candidate gene loci

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The ensemble of cells X from D can be divided per timepoint, cell subtype, or donor. We identified for individual donors the relative % of cells with at least one read in peaks associated with ACE2, TMPRSS2, FURIN, BSG, and CTSL promoters. As a background to calculate the relative % of cells, we used the merged set of peaks from all the clusters. Then, we computed a t-test for two independent samples with equal variance for each pair of categories: 30 wkGA, 3 yo and 30 yo. For each element the relative % of cells were used as measurement variable and the timepoint as nominal variable.

### Annotation of genomic elements

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The GREAT algorithm (McLean et al., 2010) was used to annotate distal genomic elements using the following settings: two nearest genes within 1 Mb.

### Transcription factor related analyses

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De novo motif enrichment analysis in genomic elements was performed using HOMER (Heinz et al., 2010) with standard parameters.

### Predicting variant effects on TF binding and chromatin accessibility

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To compile a comprehensive set of variants to test, we downloaded lists of variants from gnomAD v3 (Karczewski et al., 2019) and filtered out variants that were singletons or indels longer than 3 bp. We then used the liftOver (Tyner et al., 2017) utility to transform GRCh38 into GRCh37/hg19 coordinates, and identified variants overlapping age-dependent AT2 sites linked to TMPRSS2. For each variant we obtained sequence surrounding each variant allele and predicted sequence motifs from the JASPAR database (Fornes et al., 2020) using FIMO (Grant et al., 2011), and focused on motifs of TF families enriched in age-dependent AT2 chromatin. We considered variants with a prediction for at?least?one allele to have allelic?TF binding. We next used deltaSVM (Lee et al., 2015) to predict the effects of variants on chromatin accessibility in AT2 cells. First, we extracted the sequences underlying sites co-accessible with the TMPRSS2 promoter. As described previously (Chiou et al., 2019), we trained a sequence-based model of AT2 cell chromatin accessibility and used it to predict effects for all possible combinations of 11mers. We extracted sequences in a 19 bp window around each variant (±9 bp flanking each side). Finally, we calculated deltaSVM z-scores for each variant by predicting deltaSVM scores, randomly permuting 11mer effects and re-predicting deltaSVM scores, and using the parameters of the null distribution to calculate deltaSVM z-scores. From the z-scores, we calculated p-values and q-values and defined variants with significant effects using a threshold of FDR?<?0.1. We identified common variants defined as minor allele frequency?>0.01 in at least one major population group.

### Phenotype associations for predicted effect variants

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We downloaded UK biobank round 2 GWAS combined sex results (Lab, 2020; Sudlow et al., 2015). We used broad disease categories from the ICD-10-CM to classify ICD10 phenotypes, except for ICD10 codes relating to unclassified symptoms, external causes of morbidity, and factors influencing health status and contact with health services. We combined all non-cancer, self-reported diseases into a single category (self-reported) as well as all treatments and medications (medication). We then extracted GWAS association results for variants that were not tagged as low confidence variants, had significant deltaSVM effects (Lee et al., 2015), and mapped in TMPRSS2-linked aging-related sites. From these variants, we removed one (rs199938061) which was in perfect linkage disequilibrium with another variant.

### Annotating risk variants at the 3p21.31 locus

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We obtained 95% credible sets of fine-mapped variants at the 3p21.31 locus reported in a recent GWAS study of SARS-CoV-2 with severe lung disease (respiratory failure). As variant coordinates were reported in hg38, we manually lifted over variants to hg19 by matching rs IDs to their corresponding genomic coordinates in hg19. We then identified credible set variants overlapping lung cell type chromatin sites. For variants overlapping a site, we obtained sequence surrounding each variant allele and predicted sequence motifs from the JASPAR database (Fornes et al., 2020) using FIMO (Grant et al., 2011).

### Deconvoluting lung expression QTLs

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We used MuSiC (v.0.1.1) (Wang et al., 2019) to estimate the proportions of lung cell types with?>500 cells from our scRNA-seq dataset in lung bulk RNA-seq samples from the GTEx v8 release (GTEx Consortium, 2020). We combined cell-type labels for capillary (distal and proximal), macrophages (M1 and M2), matrix fibroblasts (1 and 2), and NK/T cells. We modeled the relationship between TMM-normalized TMPRSS2 or SLC6A20 expression as a function of the interaction between genotype and cell-type proportion, while considering the covariates used in the original GTEx data including sex, sequencing platform, PCR, five genotype PCs, and 59 inferred PCs from the expression data. From the original inferred PCs, we excluded inferred PC one because it was highly correlated with AT2 cell-type proportion (Spearman ρ?=?0.67). Including additional covariates in the model such as age, body-mass index or smoking status did not have meaningful impact on the results.

### Statistics

While there was no randomization of samples, and investigators were not blinded to the specimens being investigated, clustering of single nuclei based on transcripts and chromatin accessibility was performed in an unbiased and unsupervised manner, and cell types were assigned after clustering. No statistical methods were used to predetermine sample sizes. To compare fraction of positive cells between samples across ages, a two-tailed unpaired t-test was used. For genome-wide differential accessibility analysis of snATAC-seq peaks, pairwise comparisons between donor age groups (n?=?3 per age group) were carried out using EdgeR (Robinson et al., 2010) with a cutoff of FDR?<?0.05. For locus restricted differential accessibility analysis of snATAC-seq peaks, pairwise comparisons between donor age groups (n?=?3 per age group) were made using independent t-test with the same variance assumption. Statistic methods used for other analysis are detailed in the specific method and results sections.

### Code availability

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Custom code for processing snATAC-seq datasets is available here: https://github.com/kjgaulton/pipelines/tree/master/lung_snATAC_pipeline;?Wang, 2020; copy archived at swh:1:rev:2d215946323af71e9d2b158a580c2cf3b41dd5f3.

Custom code used for demultiplexing and downstream analysis for snATAC data is available here: https://gitlab.com/Grouumf/ATACdemultiplex/-/tree/master/ATACdemultiplex, https://gitlab.com/Grouumf/ATACdemultiplex/-/blob/master/scripts/.

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## Decision letter

1. Edward E Morrisey
Senior and Reviewing Editor; University of Pennsylvania, United States
2. Stijn De Langhe
Reviewer; University of Alabama at Birmingham, United States

In the interests of transparency, eLife publishes the most substantive revision requests and the accompanying author responses.

Acceptance summary:

We believe your study will add important insight into the age related differences in the cellular response and clinical outcomes of SARS-CoV2 disease.

Decision letter after peer review:

Thank you for submitting your article "Single Cell Profiling of Human Lung Reveals Cell Type-Specific and Age-Dynamic Control of SARS-CoV2 Host Gene Expression" for consideration by eLife. Your article has been reviewed by three peer reviewers, and the evaluation has been overseen by Edward Morrisey as the Senior and Reviewing Editor. The following individual involved in review of your submission has agreed to reveal their identity: Stijn De Langhe (Reviewer #2).

The reviewers have discussed the reviews with one another and the Reviewing/Senior Editor has drafted this decision to help you prepare a revised submission.

We would like to draw your attention to changes in our revision policy that we have made in response to COVID-19 (http://www.asadoresteatre.com/articles/57162). Specifically, we are asking editors to accept without delay manuscripts, like yours, that they judge can stand as eLife papers without additional data, even if they feel that they would make the manuscript stronger. Thus the revisions requested below only address clarity and presentation.

1) Please revise your manuscript to acknowledge the limitations of sample size as noted by reviewer #3.

2) Please also revise text to note that further studies will be required to validate the genetic association studies i.e. SNPs as noted by reviewer #1. Also, revise the text to acknowledge the limitations of such SNP association studies and that they may not reveal insight into the functional gene of interest.

3) Please revise the text put your findings in the appropriate context of exacerbating lung disease as noted by reviewer #3.

Reviewer #1:

In this manuscript, Wang et al., provide a large, high quality single cell data set inclusive of snRNA-seq and snATAC-seq from 9 lungs across three stages from premature neonatal life to early adulthood. They then provide an analysis of this data set with a focus on several genes associated with SARS-COV2 infection in the distal lung. They demonstrate that both ACE2 and TMPRSS2 expression is developmentally regulated, and that TMPRSS2 is the predominantly detectable SARS receptor in the lung epithelium, expressed on about half of AT2 cells. They then utilize their paired epigenomic data to analyze several putative cis-regulatory elements with changing accessibility with age. Finally, they evaluate these potential regulatory elements in comparison to SNPs previously reported to be associated with increased severity of SARS-COV2 infection. They find that one such SNP is found in a region of SLC6A20, providing a plausible mechanism for the association with severe respiratory disease.

In general, this is an important data set and the analysis, while narrow, provides an interesting and timely proof of principle for the use of these data. The observed interactions with age and SNPs are interesting in relationship to SARS-COV2 pathogenesis. The bioinformatic analysis is performed to a high standard and well displayed. In principle, I am in favor of accepting this work for publication in eLife.

That said, I think that the SNP, while not needing full biological validation as a true causal allele for SARS-COV2 pathogenesis or severity, should be validated as a functional genetic change. The major thrust of the paper is that the data set can be carefully analyzed with a specific biological question in mind, and can then provide novel and useful insight. I am largely persuaded, but would be entirely convinced if the SNP identified is, in fact, functional with regard to SP1 binding or transcriptional regulatory activity. Relatively simple techniques, including EMSA or luciferase assays, could be reasonably done (even with COVID restrictions) to provide some additional evidence in this regard. I am interested to see what other reviewers feel in this regard. Otherwise, I think the data is of interest to the community and this paper should be published without undue delay.

Reviewer #2:

This is an interesting and timely manuscript Wang et al. investigate the expression and associated cis-regulatory landscape of ACE2, TMPRSS2, CTSL, BSG, and FURIN, mediators of Sars-Cov-2 infection, at single cell resolution in the non-diseased human lung at 30 days, 3 years and 30 years of age. This is a thorough analysis and the investigators found that the expression of some but not all of these mediators changes according to cell type and age. The authors also identify non-coding variant disrupting binding of CEBP at the 3p21.32 locus risk for COVID-19 related respiratory failure which may regulate SLC6A20. Another variant at 3p21.31 disrupted binding of another transcription factor SPI1. Together, these findings will help us understand why certain individual are more prone to Covid19 infection and may aid in finding preventative therapies.

I have no concerns.

Reviewer #3:

This is a very interesting manuscript by Wang et al. that details studies aimed at mapping the transcriptome and chromatin accessibility of lung cells at 30 weeks gestation, 3 years and 30 years postnatally, and using these data to compare expression of genes involved in SARS-CoV2 infection and susceptibility. They use cryobanked tissue samples to perform either single nuclear RNA-Seq or ATAC-Seq. UMAP dimensional reduction of data was used to define cell clusters that are subsequently identified based upon expression of cell type-specific gene signatures. These data were then interrogated for cell type-specific differences in expression and regulation of genes involved in SARS-CoV2 infection, leading to the observation of age-dependent differences in CRE's linked with expression of genes whose products impact viral entry and are predicted to contribute to age-dependent increases in susceptibility. They go on to define genetic variants of SARS-CoV2-related CRE's that are predicted to confer differential regulation of susceptibility genes. Common variants that were identified were linked with increased susceptibility to asthma and emphysema. Some of these variants were validated in silico through analysis of eQTL and ENCODE databases to assess expression levels and candidate transcription factor binding sites that account for altered regulation of variant alleles. These studies are important in that they provide a valuable resource to gain insights into mechanisms contributing to adverse outcomes among patients with COVID-19 and potentially other lung diseases. The application of nuclear RNA-Seq and chromatin accessibility to cryobanked tissue samples collected within the LungMap consortium are truly state-of-the-art and data are of high quality. The only major concern with this study and the value of these data as a resource is the low power that results from analysis of only 3 donor lung tissue samples per age group.

Specific concerns:

1) N = 3 per age group with n = 1 for females and 2 for males in 30 wk GA and 3 yo groups and n=2 for females and 1 for males in the 30 yo group. As such, any statistically relevant analysis requires secondary datasets. Accordingly, statistical analysis in Figure 3 is not valid and the data do not allow analysis of sex as a variable.

2) A minor concern is that there should be discussion of why this approach is of value in defining determinants of human lung disease. This reviewer understands the value of this approach. However, arguably, analysis of genes involved in SARS-CoV2 infection, a pneumotropic virus, is likely to show associations with gene variants linked to emphysema, asthma and bronchiectasis – these respiratory conditions are all associated with viral exacerbations. Discussing this in the context of gene regulation and susceptibility to infection would be of value to the readership.

https://doi.org/10.7554/eLife.62522.sa1

## Author response

1) Please revise your manuscript to acknowledge the limitations of sample size as noted by reviewer #3.

We acknowledged the limitation of the samples size in three places in the manuscript. In the Results for overall snATACseq dynamics: “Given the sample size limitation (n=3 per age group), we acknowledge that the statistical significance of these observed dynamic changes will require further corroboration using datasets from additional donor samples. Nevertheless, we reasoned that because these changes are observable despite modest sample size, the trends provide informative biological insights.” In the Results for TMPRSS2 dynamics: “Overall, we identified 10 additional cCREs co-accessible with TMPRSS2 which exhibited patterns of increasing accessibility with age for a total of 19 age-increasing TMPRSS2-linked cCREs, 17 of which were statistically significant, with the caveat of modest sample size (N=3 per age group) (FDR < 0.05 via EdgeR and/or p < 0.05 via independent t-test, Figure 3H, I, Figure 3—figure supplement 1C, Supplementary file 4).” In the Discussion, “It is worth noting that these age-related observations are made with the caveat that the sample size of this study is modest (n=3 individuals per group). Follow-up studies with larger cohorts will be important to reinforce the significance of these findings.”

2) Please also revise text to note that further studies will be required to validate the genetic association studies i.e. SNPs as noted by reviewer #1. Also, revise the text to acknowledge the limitations of such SNP association studies and that they may not reveal insight into the functional gene of interest.

We note further follow up studies in the Discussion for TMPRSS2 follow ups: “Further experimental follow-up studies will be needed to validate the effect of these variants on TF binding and TMPRSS2 expression, for example using electrophorectic mobility shift assays (EMSA), enhancer/promoter reporter assays, genome editing of in vitro models such as alveolar organoids.” We emphasize the limitation of SNP association studies and how our datasets and future experimental validation are needed for functional insights at the end of the Results: “These results illuminate candidate causal variants mapping in lung cell type cCREs at the 3p21.31 locus and their putative target genes, which should help guide detailed follow-up study of the mechanism of how this locus contributes to respiratory failure in SARS-CoV-2 infection.” And in the Discussion for SNP association with SLC6A20: “Further functional studies will be required to validate the molecular effect of this variant on TF binding, enhancer activity and gene regulation in AT2 cells. However, this locus exemplifies how our data provide a foundation to generate testable hypotheses of how risk variants mechanistically contribute to lung disease, in this case that changes in SLC6A20 expression in AT2 cells may impact severity of SARS-CoV-2 infection of the lung.”

3) Please revise the text put your findings in the appropriate context of exacerbating lung disease as noted by reviewer #3.

To strengthen this important point, we added findings from additional analysis of disease association in the Results, “Candidate causal variants at the 3p21.31 signal also showed evidence for nominal association with respiratory phenotypes for example bronchiectasis medication (rs76374459 P=2.0x10-3), emphysema (rs17713054 P=1.4x10-2), and chronic bronchitis (rs17712877 P=1.1x10-2), among other associations.” In addition, we noted in the Discussion: “It is interesting that multiple variants linked to TMPRSS2 were associated with pulmonary function or pulmonary disease medication use. Such association provides plausible links for how pre-existing conditions may modify response to infections.”

https://doi.org/10.7554/eLife.62522.sa2

## Article and author information

### Author details

1. #### Allen Wang

Center for Epigenomics & Department of Cellular & Molecular Medicine, University of California, San Diego, San Diego, United States
##### Contribution
Conceptualization, Data curation, Formal analysis, Supervision, Funding acquisition, Methodology, Writing - original draft, Project administration, Writing - review and editing
##### Contributed equally with
Joshua Chiou, Olivier B Poirion, Justin Buchanan and Michael J Valdez
##### For correspondence
a5wang@health.ucsd.edu
##### Competing interests
No competing interests declared
2. #### Joshua Chiou

1. Biomedical Sciences Graduate Program, University of California San Diego, La Jolla, United States
2. Department of Pediatrics, University of California-San Diego, La Jolla, United States
##### Contribution
Data curation, Formal analysis, Writing - original draft, Writing - review and editing
##### Contributed equally with
Allen Wang, Olivier B Poirion, Justin Buchanan and Michael J Valdez
##### Competing interests
No competing interests declared
3. #### Olivier B Poirion

Center for Epigenomics & Department of Cellular & Molecular Medicine, University of California, San Diego, San Diego, United States
##### Contribution
Data curation, Formal analysis, Writing - review and editing
##### Contributed equally with
Allen Wang, Joshua Chiou, Justin Buchanan and Michael J Valdez
##### Competing interests
No competing interests declared
4. #### Justin Buchanan

Center for Epigenomics & Department of Cellular & Molecular Medicine, University of California, San Diego, San Diego, United States
##### Contribution
Data curation, Formal analysis, Investigation, Writing - review and editing
##### Contributed equally with
Allen Wang, Joshua Chiou, Olivier B Poirion and Michael J Valdez
##### Competing interests
No competing interests declared
5. #### Michael J Valdez

1. Biomedical Sciences Graduate Program, University of California San Diego, La Jolla, United States
2. Department of Pediatrics, University of California-San Diego, La Jolla, United States
##### Contribution
Data curation, Formal analysis, Writing - review and editing
##### Contributed equally with
Allen Wang, Joshua Chiou, Olivier B Poirion and Justin Buchanan
##### Competing interests
No competing interests declared
6. #### Jamie M Verheyden

Department of Pediatrics, University of California-San Diego, La Jolla, United States
##### Contribution
Validation, Investigation, Writing - review and editing
##### Competing interests
No competing interests declared
7. #### Xiaomeng Hou

Center for Epigenomics & Department of Cellular & Molecular Medicine, University of California, San Diego, San Diego, United States
##### Contribution
Investigation
##### Competing interests
No competing interests declared
8. #### Parul Kudtarkar

Department of Pediatrics, University of California-San Diego, La Jolla, United States
##### Contribution
Data curation
##### Competing interests
No competing interests declared
9. #### Sharvari Narendra

Department of Pediatrics, University of California-San Diego, La Jolla, United States
##### Contribution
Visualization
##### Competing interests
No competing interests declared
10. #### Jacklyn M Newsome

Department of Pediatrics, University of California-San Diego, La Jolla, United States
##### Contribution
Formal analysis
##### Competing interests
No competing interests declared
11. #### Minzhe Guo

1. Division of Neonatology, Perinatal and Pulmonary Biology, Cincinnati Children's Hospital Medical Center, Cincinnati, United States
2. Divisions of Pulmonary Biology and Biomedical Informatics, University of Cincinnati College of Medicine, Cincinnati, United States
##### Contribution
Formal analysis
##### Competing interests
No competing interests declared

Vertex Pharmaceuticals, San Diego, United States
##### Contribution
Data curation
##### Competing interests
employee of and holds stock in Vertex Pharmaceuticals
13. #### Kai Zhang

Ludwig Institute for Cancer Research, La Jolla, United States
##### Contribution
Formal analysis
##### Competing interests
No competing interests declared
14. #### Randee E Young

1. Department of Pediatrics, University of California-San Diego, La Jolla, United States
2. Laboratory of Genetics, Department of Medical Genetics, University of Wisconsin-Madison, Madison, United States
Validation
##### Competing interests
No competing interests declared
15. #### Justinn Barr

Department of Pediatrics, University of California-San Diego, La Jolla, United States
Validation
##### Competing interests
No competing interests declared
16. #### Eniko Sajti

Department of Pediatrics, University of California-San Diego, La Jolla, United States
##### Contribution
Formal analysis
##### Competing interests
No competing interests declared
17. #### Ravi Misra

Department of Pediatrics and Clinical & Translational Science Institute, University of Rochester Medical Center, Rochester, United States
Resources
##### Competing interests
No competing interests declared
18. #### Heidie Huyck

Department of Pediatrics and Clinical & Translational Science Institute, University of Rochester Medical Center, Rochester, United States
Resources
##### Competing interests
No competing interests declared
19. #### Lisa Rogers

Department of Pediatrics and Clinical & Translational Science Institute, University of Rochester Medical Center, Rochester, United States
Resources
##### Competing interests
No competing interests declared
20. #### Cory Poole

Department of Pediatrics and Clinical & Translational Science Institute, University of Rochester Medical Center, Rochester, United States
Resources
##### Competing interests
No competing interests declared
21. #### Jeffery A Whitsett

1. Division of Neonatology, Perinatal and Pulmonary Biology, Cincinnati Children's Hospital Medical Center, Cincinnati, United States
2. Divisions of Pulmonary Biology and Biomedical Informatics, University of Cincinnati College of Medicine, Cincinnati, United States
Supervision
##### Competing interests
No competing interests declared
22. #### Gloria Pryhuber

Department of Pediatrics and Clinical & Translational Science Institute, University of Rochester Medical Center, Rochester, United States
##### Contribution
Resources, Funding acquisition
##### Competing interests
No competing interests declared
23. #### Yan Xu

1. Division of Neonatology, Perinatal and Pulmonary Biology, Cincinnati Children's Hospital Medical Center, Cincinnati, United States
2. Divisions of Pulmonary Biology and Biomedical Informatics, University of Cincinnati College of Medicine, Cincinnati, United States
##### Contribution
Formal analysis
##### Competing interests
No competing interests declared
24. #### Kyle J Gaulton

Department of Pediatrics, University of California-San Diego, La Jolla, United States
##### Contribution
Conceptualization, Data curation, Formal analysis, Supervision, Funding acquisition, Methodology, Writing - original draft, Project administration, Writing - review and editing
##### For correspondence
kgaulton@health.ucsd.edu
##### Competing interests
does consulting for Genentech
25. #### Sebastian Preissl

Center for Epigenomics & Department of Cellular & Molecular Medicine, University of California, San Diego, San Diego, United States
##### Contribution
Conceptualization, Data curation, Formal analysis, Supervision, Funding acquisition, Methodology, Writing - original draft, Project administration, Writing - review and editing
##### For correspondence
spreissl@health.ucsd.edu
##### Competing interests
No competing interests declared
26. #### Xin Sun

1. Department of Pediatrics, University of California-San Diego, La Jolla, United States
2. Department of Biological Sciences, University of California-San Diego, La Jolla, United States
##### Contribution
Conceptualization, Data curation
##### For correspondence
xinsun@health.ucsd.edu
##### Competing interests
No competing interests declared
27. #### NHLBI LungMap Consortium

NIH, Bethesda, United States
Resources
##### Competing interests
No competing interests declared

### Funding

#### National Heart, Lung, and Blood Institute (1U01HL148867)

• Allen Wang
• Jamie M Verheyden
• Sebastian Preissl
• Xin Sun

#### National Heart, Lung, and Blood Institute (U01HL122700)

• Gloria Pryhuber

#### HumanTissue Core (U01HL122700)

• Gloria Pryhuber

#### HumanTissue Core (HL148861)

• Gloria Pryhuber

The funders had no role in study design, data collection and interpretation, or the decision to submit the work for publication.

### Acknowledgements

We are incredibly grateful to the families who have generously given such precious gifts to support this research. We thank all the members of the LungMAP Consortium for their collaborations. We thank Dr. Bing Ren, Dr. Maike Sander, members of the Sun lab, Gaulton lab, Ren lab and the UCSD Center for Epigenomics for insightful discussions. We thank S Kuan for sequencing and B Li for bioinformatics support. We thank K Jepsen and the UCSD IGM Genomics Center for sequencing the snRNAseq libraries. We thank the QB3 Macrolab at UC Berkeley for purification of the Tn5 transposase.

### Senior and Reviewing Editor

1. Edward E Morrisey, University of Pennsylvania, United States

### Reviewer

1. Stijn De Langhe, University of Alabama at Birmingham, United States

### Publication history

2. Accepted: November 8, 2020
3. Accepted Manuscript published: November 9, 2020 (version 1)
4. Version of Record published: November 25, 2020 (version 2)

? 2020, Wang et al.

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